Global Water Resources, Inc. — Director's Dealing 2018

Aug 15, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2018-08-13

Reporting Person: Theil L Rita (Former Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-13	Common Stock	M	47744	—	Acquired	53137	Direct
2018-08-13	Common Stock	D	47744	$9.74	Disposed	5393	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-13	Deferred Phantom Unit	$	M	47744	Disposed		Common Stock (47744.0)	Direct

Footnotes

F1: Each deferred phantom unit ("DPU") was the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The reporting person ceased to be a director of the Company effective May 16, 2018.

F3: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.