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Global Water Resources, Inc. Director's Dealing 2018

Apr 2, 2018

33389_dirs_2018-04-02_2179bee0-e1bf-4c3d-8afd-45af029276bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2018-03-29

Reporting Person: Theil L Rita (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-29 Deferred Phantom Unit $ A 125 Acquired Common Stock (125.0) Direct

Footnotes

F1: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.