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Global Water Resources, Inc. — Director's Dealing 2017
Apr 4, 2017
33389_dirs_2017-04-04_2fa9a37c-2ac4-47b3-9485-37607e0e8e46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2017-03-31
Reporting Person: Alexander Richard M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-31 | Deferred Phantom Unit | $ | A | 40 | Acquired | Common Stock (40) | Direct |
Footnotes
F1: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company").
F2: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.
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