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Global Water Resources, Inc. — Director's Dealing 2017
Jan 3, 2017
33389_dirs_2017-01-03_f79b8bc8-2aa3-4e51-ad3e-a316d21ae06a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2016-12-29
Reporting Person: Alexander Richard M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-29 | Deferred Phantom Unit | $ | A | 38 | Acquired | Common Stock (38) | Direct |
Footnotes
F1: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company").
F2: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.
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