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Global Water Resources, Inc. Director's Dealing 2017

Sep 5, 2017

33389_dirs_2017-09-05_15e4b1f4-4559-4ca7-a368-61682424aa4c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2017-08-31

Reporting Person: Liebman Michael J (CFO and Corporate Secretary)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-31 Phantom Stock Unit $ A 39 Acquired Common Stock (39.0) Direct

Footnotes

F1: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.