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Global Water Resources, Inc. — Director's Dealing 2017
May 26, 2017
33389_dirs_2017-05-26_760bbee6-1d4c-4b40-87f9-25b0bf1fd90a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2017-05-24
Reporting Person: Liebman Michael J (CFO and Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-24 | Common Stock | M | 25000 | $2.69 | Acquired | 32200 | Direct |
| 2017-05-24 | Common Stock | D | 25000 | $8.99 | Disposed | 7200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-24 | Stock Appreciation Right | $2.69 | M | 25000 | Disposed | 2023-11-13 | Common Stock (25000.0) | Direct |
Footnotes
F1: The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which best ratably over 16 quarters from the grant date.
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