Global Water Resources, Inc. — Director's Dealing 2016

Aug 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2016-05-31

Reporting Person: Theil L Rita (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-05-31	Deferred Phantom Unit	$	A	136	Acquired		Common Stock (136)	Direct
2016-06-30	Deferred Phantom Unit	$	A	133	Acquired		Common Stock (133)	Direct
2016-07-29	Deferred Phantom Unit	$	A	129	Acquired		Common Stock (129)	Direct

Footnotes

F1: Each deferred phantom unit ("DPU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. (the "Company").

F2: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.