AI assistant
Sending…
Global Water Resources, Inc. — Director's Dealing 2016
Oct 4, 2016
33389_dirs_2016-10-04_bc119cf7-e1e9-4dff-a610-e1cc7fd4d891.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Global Water Resources, Inc. (GWRS)
CIK: 0001434728
Period of Report: 2016-09-30
Reporting Person: Theil L Rita (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Deferred Phantom Unit | $ | A | 141 | Acquired | Common Stock (141) | Direct |
Footnotes
F1: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resouces, Inc. (the "Company").
F2: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.
More from Global Water Resources, Inc.
Regulatory Filings
2026
May 18
Interim / Quarterly Report
2026
May 13
Regulatory Filings
2026
May 13
Regulatory Filings
2026
May 4
Regulatory Filings
2026
Apr 30
Regulatory Filings
2026
Apr 15
Director's Dealing
2026
Mar 24
Director's Dealing
2026
Mar 24
Director's Dealing
2026
Mar 24
Director's Dealing
2026
Mar 3