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GLOBAL INDUSTRIAL Co — Director's Dealing 2021
Mar 1, 2021
31981_dirs_2021-03-01_1c73dfd8-50d0-494f-8fc9-8216d2465efd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYSTEMAX INC (SYX)
CIK: 0000945114
Period of Report: 2021-02-25
Reporting Person: DOOLEY ROBERT (President, Industrial Prod GRP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | M | 4007 | $6.01 | Acquired | 96343 | Direct |
| 2021-02-25 | Common Stock | S | 4007 | $37.1952 | Disposed | 92336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Employee Stock Option (right to buy) | $6.01 | M | 4007 | Disposed | 2026-02-01 | Common Stock (4007.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $37.10 to $37.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The amount of non-derivative securities beneficially owned following the reported transactions is 92,336, which includes 10,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 82,336 shares of common stock.
F3: The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.