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GLOBAL INDUSTRIAL Co — Director's Dealing 2021
Sep 9, 2021
31981_dirs_2021-09-09_9cf8c427-b82d-4ada-afee-b1f85571201d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLOBAL INDUSTRIAL Co (GIC)
CIK: 0000945114
Period of Report: 2021-09-02
Reporting Person: Fielding Donna (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-02 | Common Stock | J | 447 | $18.9125 | Acquired | 3311 | Direct |
| 2021-09-07 | Common Stock | M | 3084 | $23.72 | Acquired | 6395 | Direct |
| 2021-09-07 | Common Stock | S | 3444 | $38.039 | Disposed | 2951 | Direct |
| 2021-09-08 | Common Stock | M | 4543 | $23.72 | Acquired | 7494 | Direct |
| 2021-09-08 | Common Stock | M | 1647 | $23.65 | Acquired | 9141 | Direct |
| 2021-09-08 | Common Stock | S | 7729 | $36.6512 | Disposed | 1412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Employee Stock Option (right to buy) | $23.72 | C | 3084 | Disposed | 2029-01-17 | Common Stock (3084.0) | Direct |
| 2021-09-08 | Employee Stock Option (right to buy) | $23.72 | C | 4543 | Disposed | 2029-01-17 | Common Stock (4543.0) | Direct |
| 2021-09-08 | Employee Stock Option (right to buy) | $23.65 | C | 1647 | Disposed | 2030-02-10 | Common Stock (1647.0) | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.
F3: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $36.14 to $37.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The Employee Stock Option (right to buy) granted on January 17, 2019 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
F6: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with 1,647 vesting on the first anniversary date of the grant date; 1,647 vesting on the second anniversary date of the grant date; 1,647 vesting on the third anniversary date of the grant date; and 1,646 vesting on the fourth anniversary date of the grant date