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GLOBAL INDUSTRIAL Co — Director's Dealing 2017
Aug 16, 2017
31981_dirs_2017-08-16_5da31c7f-aefe-4be0-aef1-1cd54ab78ffb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYSTEMAX INC (SYX)
CIK: 0000945114
Period of Report: 2017-08-14
Reporting Person: AXMACHER THOMAS (VP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-14 | Common Stock | M | 4125 | $14.04 | Acquired | 5125 | Direct |
| 2017-08-14 | Common Stock | S | 4125 | $24.45 | Disposed | 1000 | Direct |
| 2017-08-14 | Common Stock | M | 3400 | $18.73 | Acquired | 4400 | Direct |
| 2017-08-14 | Common Stock | S | 3400 | $24.45 | Disposed | 1000 | Direct |
| 2017-08-14 | Common Stock | M | 2789 | $12.69 | Acquired | 3789 | Direct |
| 2017-08-14 | Common Stock | S | 2789 | $24.45 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-14 | Employee Stock Option | $14.04 | M | 4125 | Disposed | 2019-08-10 | Common Stock (4125) | Direct |
| 2017-08-14 | Employee Stock Option | $18.73 | M | 3400 | Disposed | 2022-03-01 | Common Stock (3400) | Direct |
| 2017-08-14 | Employee Stock Option | $12.69 | M | 2789 | Disposed | 2021-03-18 | Common Stock (2789) | Direct |
Footnotes
F1: Cashless exercise of 4,125 options and immediate sale of 4,125 shares of common stock through broker of an award granted on August 10, 2009.
F2: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009.
F3: Cashless exercise of 3,400 options and immediate sale of 3,400 shares of common stock through broker of an award granted on March 1, 2012.
F4: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.
F5: Cashless exercise of 2,789 options and immediate sale of 2,789 shares of common stock through broker of an award granted on March 18, 2011.
F6: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.