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GlaxoSmithKline PLC — Director's Dealing 2018
Feb 20, 2018
5262_dirs_2018-02-20_62c8b6bf-a659-43d6-99df-0fc5d8168491.html
Director's Dealing
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RNS Number : 4137F
GlaxoSmithKline PLC
20 February 2018
GlaxoSmithKline plc (the 'Company')
Transaction notification
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms E Walmsley | |||
| b) | Position/status | Chief Executive Officer | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 12,482 (Deferred) | ||||
| £0.0000 | 8,614 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 21,096 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms E Walmsley | |||
| b) | Position/status | Chief Executive Officer | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 16 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £13.1563 | 5,868 (Deferred) | ||||
| £13.1563 | 4,050 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 9,918 £13.1563 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | London Stock Exchange (XLON) |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr R Connor | |||
| b) | Position/status | President, Global Manufacturing & Supply | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 9,142 (Deferred) | ||||
| £0.0000 | 6,308 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 15,450 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | |||||
| a) | Name | Mr R Connor | ||||
| b) | Position/status | President, Global Manufacturing & Supply | ||||
| c) | Initial notification/ amendment |
Initial Notification | ||||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Name | GlaxoSmithKline plc | ||||
| b) | LEI | 5493000HZTVUYLO1D793 | ||||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | |||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
||||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 16 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | ||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||
| £13.1028 | 4,384 (Deferred) | |||||
| £13.1200 | 3,026 (Matching) | |||||
| d) | Aggregated information | |||||
| Aggregated volume Price | 7,410 £13.1114 |
|||||
| e) | Date of the transaction | 2018-02-16 | ||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr S Dingemans | |||
| b) | Position/status | Chief Financial Officer | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 17,435 (Deferred) | ||||
| £0.0000 | 12,030 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 29,465 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | |||||
| a) | Name | Mr S Dingemans | ||||
| b) | Position/status | Chief Financial Officer | ||||
| c) | Initial notification/ amendment |
Initial Notification | ||||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Name | GlaxoSmithKline plc | ||||
| b) | LEI | 5493000HZTVUYLO1D793 | ||||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | |||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
||||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 16 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | ||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||
| £13.1236 | 8,360 (Deferred) | |||||
| £13.1230 | 5,768 (Matching) | |||||
| d) | Aggregated information | |||||
| Aggregated volume Price | 14,128 £13.1233 |
|||||
| e) | Date of the transaction | 2018-02-16 | ||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr N Hirons | |||
| b) | Position/status | SVP, Global Ethics and Compliance | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 6,402 (Deferred) | ||||
| £0.0000 | 4,418 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 10,820 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | |||||
| a) | Name | Mr N Hirons | ||||
| b) | Position/status | SVP, Global Ethics and Compliance | ||||
| c) | Initial notification/ amendment |
Initial Notification | ||||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Name | GlaxoSmithKline plc | ||||
| b) | LEI | 5493000HZTVUYLO1D793 | ||||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | |||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
||||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 16 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | ||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||
| £13.1068 | 3,070 (Deferred) | |||||
| £13.1118 | 2,120 (Matching) | |||||
| d) | Aggregated information | |||||
| Aggregated volume Price | 5,190 £13.1093 |
|||||
| e) | Date of the transaction | 2018-02-16 | ||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr D Redfern | |||
| b) | Position/status | Chief Strategy Officer | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 10,258 (Deferred) | ||||
| £0.0000 | 7,078 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 17,336 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | |||||
| a) | Name | Mr D Redfern | ||||
| b) | Position/status | Chief Strategy Officer | ||||
| c) | Initial notification/ amendment |
Initial Notification | ||||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Name | GlaxoSmithKline plc | ||||
| b) | LEI | 5493000HZTVUYLO1D793 | ||||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | |||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
||||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 16 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | ||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||
| £13.1800 | 4,822 (Deferred) | |||||
| £13.1800 | 3,328 (Matching) | |||||
| d) | Aggregated information | |||||
| Aggregated volume Price | 8,150 £13.1800 |
|||||
| e) | Date of the transaction | 2018-02-16 | ||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms C Thomas | |||
| b) | Position/status | SVP, Human Resources | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 13,805 (Deferred) | ||||
| £0.0000 | 9,525 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 23,330 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Ms C Thomas | |||
| b) | Position/status | SVP, Human Resources | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 16 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £13.1180 | 6,489 (Deferred) | ||||
| £13.1180 | 4,478 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 10,967 £13.1180 |
||||
| e) | Date of the transaction | 2018-02-16 | |||
| f) | Place of the transaction | London Stock Exchange (XLON) |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr P Thomson | |||
| b) | Position/status | President, Global Affairs | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 4,689 (Deferred) | ||||
| £0.0000 | 3,235 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 7,924 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-19 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Mr P Thomson | |||
| b) | Position/status | President, Global Affairs | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 19 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £13.1240 | 2,204 (Deferred) | ||||
| £13.1240 | 1,521 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 3,725 £13.1240 |
||||
| e) | Date of the transaction | 2018-02-19 | |||
| f) | Place of the transaction | London Stock Exchange (XLON) |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Dr P Vallance | |||
| b) | Position/status | Outgoing President, R&D | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The exercise of nil-cost options over Ordinary Shares granted on 11 February 2015 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £0.0000 | 20,322 (Deferred) | ||||
| £0.0000 | 14,022 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 34,344 £0.0000 |
||||
| e) | Date of the transaction | 2018-02-19 | |||
| f) | Place of the transaction | n/a |
| 1. | Details of PDMR/person closely associated with them ('PCA') | ||||
| a) | Name | Dr P Vallance | |||
| b) | Position/status | Outgoing President, R&D | |||
| c) | Initial notification/ amendment |
Initial Notification | |||
| 2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | GlaxoSmithKline plc | |||
| b) | LEI | 5493000HZTVUYLO1D793 | |||
| 3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
| a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 |
|||
| b) | Nature of the transaction | The sale of Ordinary Shares following the exercise of options on 19 February 2018 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. | |||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
| £13.1760 | 20,322 (Deferred) | ||||
| £13.1760 | 14,022 (Matching) | ||||
| d) | Aggregated information | ||||
| Aggregated volume Price | 34,344 £13.1180 |
||||
| e) | Date of the transaction | 2018-02-19 | |||
| f) | Place of the transaction | London Stock Exchange (XLON) |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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