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GLAUKOS Corp — Director's Dealing 2024
Jan 4, 2024
31074_dirs_2024-01-04_4eb7edb7-8fa9-459e-be61-a0ddc7bb850c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-01-02
Reporting Person: Kliman Gilbert H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-02 | Common Stock | A | 895 | — | Acquired | 30620 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16347 | Indirect |
Footnotes
F1: Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
F2: Includes 10,061 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.
F3: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.