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GLAUKOS Corp — Director's Dealing 2024
Jan 24, 2024
31074_dirs_2024-01-24_f3dfb7b4-ad36-4a0d-9411-394f70fe45d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-01-22
Reporting Person: Gilliam Joseph E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-22 | Common Stock | M | 524 | $39.10 | Acquired | 120326 | Direct |
| 2024-01-22 | Common Stock | S | 524 | $94.01 | Disposed | 119802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-22 | Stock Option (Right to Buy) | $39.10 | M | 524 | Disposed | 2030-03-12 | Common Stock (524) | Direct |
Footnotes
F1: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
F3: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
F4: This option was granted on March 12, 2020 and has a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.