GLAUKOS Corp — Director's Dealing 2024

Apr 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-04-01

Reporting Person: Thurman Alex R. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-01	Common Stock	F	1001	$93.10	Disposed	55390	Direct
2024-04-02	Common Stock	S	44	$88.76	Disposed	55346	Direct
2024-04-02	Common Stock	S	170	$89.71	Disposed	55176	Direct
2024-04-02	Common Stock	S	178	$90.76	Disposed	54998	Direct
2024-04-02	Common Stock	S	81	$91.74	Disposed	54917	Direct
2024-04-02	Common Stock	S	1	$92.74	Disposed	54916	Direct

Footnotes

F1: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2020 and April 1, 2021.

F2: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F4: This transaction was executed in multiple trades at prices ranging from $88.30 to $89.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $89.32 to $90.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $90.34 to $91.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $91.34 to $92.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.