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GLAUKOS Corp — Director's Dealing 2024
Apr 5, 2024
31074_dirs_2024-04-05_98db976a-c1da-4be3-a525-ed7dc4cc1bfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-04-03
Reporting Person: Gilliam Joseph E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-03 | Common Stock | M | 200 | $55.18 | Acquired | 102045 | Direct |
| 2024-04-03 | Common Stock | S | 200 | $96.61 | Disposed | 101845 | Direct |
| 2024-04-04 | Common Stock | M | 200 | $55.18 | Acquired | 102045 | Direct |
| 2024-04-04 | Common Stock | S | 200 | $96.57 | Disposed | 101845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-03 | Stock Option (Right to Buy) | $55.18 | M | 200 | Disposed | 2032-03-24 | Common Stock (200) | Direct |
| 2024-04-04 | Stock Option (Right to Buy) | $55.18 | M | 200 | Disposed | 2032-03-24 | Common Stock (200) | Direct |
Footnotes
F1: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
F3: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
F4: The option was granted by the Issuer on March 24, 2022 and vests upon the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.