GLAUKOS Corp — Director's Dealing 2024

Apr 9, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-04-05

Reporting Person: Gilliam Joseph E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-05	Common Stock	M	2457	$55.18	Acquired	104302	Direct
2024-04-05	Common Stock	S	2457	$96.81	Disposed	101845	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-04-05	Stock Option (Right to Buy)	$55.18	M	2457	Disposed	2032-03-24	Common Stock (2457)	Direct

Footnotes

F1: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $96.57 to $97.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5: The option was granted by the Issuer on March 24, 2022 and vests upon the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.