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GLAUKOS Corp — Director's Dealing 2024
Apr 9, 2024
31074_dirs_2024-04-09_2ceed04d-5f04-4e56-a8db-f6e748a67c60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-04-05
Reporting Person: Thurman Alex R. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-05 | Common Stock | S | 18 | $95.55 | Disposed | 54148 | Direct |
| 2024-04-05 | Common Stock | S | 217 | $96.62 | Disposed | 53931 | Direct |
| 2024-04-05 | Common Stock | S | 27 | $97.40 | Disposed | 53904 | Direct |
| 2024-04-08 | Common Stock | S | 145 | $101.24 | Disposed | 53759 | Direct |
| 2024-04-08 | Common Stock | S | 1227 | $100.46 | Disposed | 52532 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F4: This transaction was executed in multiple trades at prices ranging from $96.03 to $97.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $97.04 to $97.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $101.01 to $101.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.