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GLAUKOS Corp — Director's Dealing 2024
May 16, 2024
31074_dirs_2024-05-16_32d264cd-09a5-4555-b2fe-b30a4f64d016.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-05-15
Reporting Person: Stapley Marc (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-15 | Common Stock | M | 6250 | $32 | Acquired | 38610 | Direct |
| 2024-05-15 | Common Stock | S | 2050 | $111.82 | Disposed | 36560 | Direct |
| 2024-05-15 | Common Stock | S | 2200 | $112.91 | Disposed | 34360 | Direct |
| 2024-05-15 | Common Stock | S | 2000 | $113.68 | Disposed | 32360 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-15 | Stock Option (Right to Buy) | $32 | M | 6250 | Disposed | 2025-07-23 | Common Stock (6250) | Direct |
Footnotes
F1: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
F3: This transaction was executed in multiple trades at prices ranging from $111.39 - $112.38). The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $112.40 - $113.39). The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $113.40 to $113.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
F7: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.