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GLAUKOS Corp — Director's Dealing 2024
May 8, 2024
31074_dirs_2024-05-08_9f22ca52-26dc-45ff-a209-ac21fd5d396d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-05-06
Reporting Person: Gilliam Joseph E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-06 | Common Stock | M | 105 | $55.18 | Acquired | 101950 | Direct |
| 2024-05-06 | Common Stock | S | 105 | $110.36 | Disposed | 101845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-06 | Stock Option (Right to Buy) | $55.18 | M | 105 | Disposed | 2032-03-24 | Common Stock (105) | Direct |
Footnotes
F1: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
F3: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
F4: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.