GLAUKOS Corp — Director's Dealing 2024

Jun 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-05-30

Reporting Person: Kliman Gilbert H (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-05-30	Common Stock	M	5000	$32	Acquired	35620	Direct
2024-05-30	Common Stock	S	5000	$112	Disposed	30620	Direct
2024-05-30	Common Stock	A	1716	—	Acquired	32336	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-05-30	Stock Option (Right to Buy)	$32	M	5000	Disposed	2025-07-23	Common Stock (5000)	Direct
2024-05-30	Stock Option (Right to Buy)	$110.70	A	1246	Acquired	2034-05-30	Common Stock (1246)	Direct

Footnotes

F1: Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person.

F2: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F3: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

F4: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of the grant date.