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GLAUKOS Corp Director's Dealing 2024

Dec 23, 2024

31074_dirs_2024-12-23_346ec000-cc3d-46eb-8ad3-72208d79370d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-12-20

Reporting Person: Kliman Gilbert H (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-20 Common Stock M 10000 $32 Acquired 42336 Direct
2024-12-20 Common Stock S 10000 $150.28 Disposed 32336 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-12-20 Stock Option (Right to Buy) $32 M 10000 Disposed 2025-07-23 Common Stock (10000) Direct

Footnotes

F1: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2024.

F3: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2024.

F5: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.