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GLAUKOS Corp — Director's Dealing 2024
Dec 23, 2024
31074_dirs_2024-12-23_346ec000-cc3d-46eb-8ad3-72208d79370d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2024-12-20
Reporting Person: Kliman Gilbert H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-20 | Common Stock | M | 10000 | $32 | Acquired | 42336 | Direct |
| 2024-12-20 | Common Stock | S | 10000 | $150.28 | Disposed | 32336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-20 | Stock Option (Right to Buy) | $32 | M | 10000 | Disposed | 2025-07-23 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2024.
F3: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2024.
F5: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.