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GLAUKOS Corp Director's Dealing 2023

Mar 24, 2023

31074_dirs_2023-03-24_a6bb3b87-8d0f-4441-a61e-e8d1a8057cb2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2023-03-22

Reporting Person: Navratil Tomas (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-22 Common Stock A 23387 Acquired 63861 Direct
2023-03-22 Common Stock A 3594 Acquired 67455 Direct

Footnotes

F1: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date.

F2: Includes 54,214 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F3: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's
Board of Directors determined on March 22, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in April
2023, and the remaining 50% will vest and be delivered in January 2024.

F4: Includes 57,808 restricted stock units that have not yet vested or been delivered to the Reporting Person.