AI assistant
GLAUKOS Corp — Director's Dealing 2023
May 19, 2023
31074_dirs_2023-05-19_1df2a7ee-7b0a-4ade-aaf5-bbb74e4bff2d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2023-05-17
Reporting Person: Burns Thomas William (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-17 | Common Stock | M | 620 | $7.275 | Acquired | 674583 | Direct |
| 2023-05-17 | Common Stock | S | 620 | $60.038 | Disposed | 673963 | Direct |
| 2023-05-18 | Common Stock | M | 11662 | $7.275 | Acquired | 685625 | Direct |
| 2023-05-18 | Common Stock | S | 11662 | $60.174 | Disposed | 673963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-17 | Stock Option (Right to Buy) | $7.275 | M | 620 | Disposed | 2024-07-10 | Common Stock (620) | Direct |
| 2023-05-18 | Stock Option (Right to Buy) | $7.275 | M | 11662 | Disposed | 2024-07-10 | Common Stock (11662) | Direct |
Footnotes
F1: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F3: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.