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GLAUKOS Corp — Director's Dealing 2023
May 23, 2023
31074_dirs_2023-05-23_eb92a6fa-261e-46c8-839f-ee0670b0acae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2023-05-19
Reporting Person: Burns Thomas William (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-19 | Common Stock | M | 1 | $7.275 | Acquired | 673964 | Direct |
| 2023-05-19 | Common Stock | S | 1 | $60.21 | Disposed | 673963 | Direct |
| 2023-05-23 | Common Stock | M | 7 | $7.275 | Acquired | 673970 | Direct |
| 2023-05-23 | Common Stock | S | 7 | $60 | Disposed | 673963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-19 | Stock Option (Right to Buy) | $7.275 | M | 1 | Disposed | 2024-07-10 | Common Stock (1) | Direct |
| 2023-05-23 | Stock Option (Right to Buy) | $7.275 | M | 7 | Disposed | 2024-07-10 | Common Stock (7) | Direct |
Footnotes
F1: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F3: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.
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