Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GLAUKOS Corp Director's Dealing 2023

May 23, 2023

31074_dirs_2023-05-23_eb92a6fa-261e-46c8-839f-ee0670b0acae.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2023-05-19

Reporting Person: Burns Thomas William (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-19 Common Stock M 1 $7.275 Acquired 673964 Direct
2023-05-19 Common Stock S 1 $60.21 Disposed 673963 Direct
2023-05-23 Common Stock M 7 $7.275 Acquired 673970 Direct
2023-05-23 Common Stock S 7 $60 Disposed 673963 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-19 Stock Option (Right to Buy) $7.275 M 1 Disposed 2024-07-10 Common Stock (1) Direct
2023-05-23 Stock Option (Right to Buy) $7.275 M 7 Disposed 2024-07-10 Common Stock (7) Direct

Footnotes

F1: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.