GLAUKOS Corp — Director's Dealing 2023

Jul 18, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2023-07-14

Reporting Person: Gilliam Joseph E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-14	Common Stock	M	19599	$41.69	Acquired	140083	Direct
2023-07-14	Common Stock	M	10000	$30.92	Acquired	150083	Direct
2023-07-14	Common Stock	M	10000	$39.10	Acquired	160083	Direct
2023-07-14	Common Stock	M	2500	$39.10	Acquired	162583	Direct
2023-07-14	Common Stock	S	42099	$78.34	Disposed	120484	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-07-14	Stock Option (Right to Buy)	$41.69	M	19599	Disposed	2027-05-05	Common Stock (19599)	Direct
2023-07-14	Stock Option (Right to Buy)	$30.92	M	10000	Disposed	2028-03-14	Common Stock (10000)	Direct
2023-07-14	Stock Option (Right to Buy)	$39.10	M	10000	Disposed	2030-03-12	Common Stock (10000)	Direct

Footnotes

F1: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

F4: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

F5: This option was granted on March 12, 2020 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.