GLAUKOS Corp — Director's Dealing 2023

Sep 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2023-07-10

Reporting Person: Burns Thomas William (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-10	Common Stock	G	28497	—	Disposed	54438	Direct
2023-07-10	Common Stock	G	28497	—	Acquired	893932	Indirect
2023-09-08	Common Stock	F	3822	$74.72	Disposed	50616	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	238107	Indirect
Common Stock	120000	Indirect
Common Stock	100000	Indirect
Common Stock	100000	Indirect

Footnotes

F1: Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust.

F2: In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.

F3: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021.

F4: Includes 43,008 restricted stock units that have not yet vested or been delivered to the Reporting Person.