GLAUKOS Corp — Director's Dealing 2022

Apr 5, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2022-04-01

Reporting Person: Thurman Alex R. (SVP & Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	46271	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$38.68	2026-10-06	Common Stock (40000)		Direct
Stock Option (Right to Buy)	$33.81	2026-12-14	Common Stock (20000)		Direct
Stock Option (Right to Buy)	$45.71	2027-03-15	Common Stock (15000)		Direct
Stock Option (Right to Buy)	$28.78	2030-04-01	Common Stock (6675)		Direct

Footnotes

F1: Includes 30,281 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: This option was granted on October 6, 2016 and is fully vested and exercisable.

F3: This option was granted on December 14, 2016 and is fully vested and exercisable.

F4: This option was granted on March 15, 2017 and is fully vested and exercisable.

F5: This option was granted on April 1, 2020 and is fully vested and exercisable.