GLAUKOS Corp — Director's Dealing 2022

Apr 5, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2022-04-01

Reporting Person: Navratil Tomas (Chief Development Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	37866	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$55.00	2030-10-19	Common Stock (4181)		Direct
Stock Option (Right to Buy)	$85.94	2031-03-18	Common Stock (8788)		Direct

Footnotes

F1: Includes 35,971 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: This option was granted on October 19, 2020 and has a four-year vesting schedule in which 25% vests on the first year anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

F3: This option was granted on March 18, 2021 and has a four-year vesting schedule in which 25% vests on the first year anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.