GLAUKOS Corp — Director's Dealing 2022

Jun 6, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2022-06-02

Reporting Person: Kliman Gilbert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-06-02	Common Stock	A	4364	$0.00	Acquired	8260	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13965	Indirect
Common Stock	333917	Indirect
Common Stock	3362	Indirect

Footnotes

F1: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2: Includes 6,746 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F3: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and the sole shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.

F4: Consists of shares owned by InterWest Partners X, LP ("IP10"). The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F5: Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.