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GLAUKOS Corp Director's Dealing 2022

May 18, 2022

31074_dirs_2022-05-18_3fe20b4c-5111-4426-ba93-200020f6e0af.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2022-05-18

Reporting Person: Kliman Gilbert H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-18 Common Stock J 980 $0.00 Disposed 3896 Direct
2022-05-18 Common Stock J 980 $0.00 Acquired 13965 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 333917 Indirect
Common Stock 3362 Indirect

Footnotes

F1: The Reporting Person transferred these shares to InterWest Venture Management Company ("IVMC") for no consideration, pursuant to an agreement between the Reporting Person and InterWest Partners X, LP ("IP10") relating to compensation received in connection with his service as director of the Issuer.

F2: The shares are owned by IVMC. The Reporting Person is an officer, director and the sole shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.

F3: Consists of shares owned by IP10. The general partner of IP10 is IMP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein

F4: Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F5: Includes 2,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.