GLAUKOS Corp — Director's Dealing 2022

Aug 8, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2022-08-04

Reporting Person: Kliman Gilbert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-04	Common Stock	J	333917	$0.00	Disposed	0	Indirect
2022-08-04	Common Stock	J	83955	$0.00	Acquired	83955	Indirect
2022-08-04	Common Stock	J	83955	$0.00	Disposed	0	Indirect
2022-08-04	Common Stock	J	19045	$0.00	Acquired	27305	Direct
2022-08-05	Common Stock	S	3362	$53.0129	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13965	Indirect

Footnotes

F1: Represents pro rata in-kind distribution by InterWest Partners X, LP ("IP10") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners X, LP Limited Partnership Agreement. Includes 83,955 shares distributed to InterWest Management Partners X, LLC ("IMP10") its general partner.

F2: Represents pro rata in-kind distribution by IMP10 without consideration to its members in accordance with the terms of the InterWest Management Partners X, LLC Operating Agreement. Includes 19,045 shares distributed to the Reporting Person.

F3: The shares are owned by IP10. The general partner of IP10 is IMP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F4: The price represents the weighted-average price of the shares sold in multiple transactions ranging from $52.77 to $53.165 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F6: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.

F7: Includes 6,746 restricted stock units that have not yet vested or been delivered to the Reporting Person.