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GLAUKOS Corp — Director's Dealing 2021
Mar 3, 2021
31074_dirs_2021-03-03_e5c872f2-2e95-4d7e-b299-b825c1640acc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2021-03-01
Reporting Person: WEN LEANA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | A | 3079 | $0.00 | Acquired | 3079 | Direct |
| 2021-03-01 | Common Stock | A | 449 | $0.00 | Acquired | 3528 | Direct |
Footnotes
F1: Represents a grant of restricted stock units received by the reporting person as an initial equity grant upon appointment to the Issuer's Board of Directors, pursuant to the Issuer's Director Compensation Policy. One-third of the restricted stock units vest on each of the first three anniversaries of the grant date, and are payable in an equivalent number of shares of the Issuer's common stock.
F2: Consists of restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3: Represents a grant of restricted stock units received by the reporting person as the prorated portion of the annual equity grant upon appointment to the Issuer's Board of Directors pursuant to the Issuer's Director Compensation Policy. These restricted stock units vest on June 3, 2021.