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GLAUKOS Corp — Director's Dealing 2021
Apr 6, 2021
31074_dirs_2021-04-06_aedf6950-125c-48b2-bc7d-8bfef42d70ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2021-04-06
Reporting Person: Burns Thomas William (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-06 | Common Stock | F | 3675 | $85.94 | Disposed | 348182 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 277847 | Indirect |
| Common Stock | 238107 | Indirect |
| Common Stock | 120000 | Indirect |
| Common Stock | 100000 | Indirect |
| Common Stock | 100000 | Indirect |
Footnotes
F1: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common underlying restricted stock units previously granted by the Issuer on March 12, 2020.
F2: Amount reported has been adjusted to correct a mathematical error contained in the Form 4 filed by the Reporting Person on March 22, 2021. Includes 65,471 restricted stock units that have not yet vested or been delivered to the Reporting Person. This number of restricted stock units has also been adjusted to correct a mathematical error contained in the Form 4 filed by the Reporting Person on March 22, 2021.