GLAUKOS Corp — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-12-31

Reporting Person: Burns Thomas William (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-21	Common Stock	A	1096	—	Acquired	59903	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	238107	Indirect
Common Stock	120000	Indirect
Common Stock	277847	Indirect
Common Stock	100000	Indirect
Common Stock	100000	Indirect

Footnotes

F1: Reflects shares of the Issuer's common stock received in exchange for shares of Avedro, Inc. ("Avedro") common stock in connection with that certain Agreement and Plan of Merger dated as of August 7, 2019 (the "Merger Agreement"), by and between the Issuer, Avedro and Atlantic Merger Sub, Inc. (a wholly-owned subsidiary of the Issuer and referred to herein as "Merger Sub"), pursuant to which, effective November 21, 2019, Merger Sub merged with and into Avedro, with Avedro continuing as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, upon consummation of the Merger, each issued and outstanding share of Avedro common stock was automatically cancelled and converted into the right to receive 0.365 of a share of Issuer common stock.

F2: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person.