GLAUKOS Corp — Director's Dealing 2020

Mar 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2020-02-28

Reporting Person: Burns Thomas William (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-28	Common Stock	M	88880	$3.975	Acquired	148783	Direct
2020-02-28	Common Stock	M	80000	$3.975	Acquired	228783	Direct
2020-02-28	Common Stock	M	40682	$10.11	Acquired	269465	Direct
2020-02-28	Common Stock	M	3034	$34.88	Acquired	272499	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-28	Stock Option (Right to Buy)	$3.975	M	88880	Disposed	2021-01-27	Common Stock (88880)	Direct
2020-02-28	Stock Option (Right to Buy)	$3.975	M	80000	Disposed	2021-01-27	Common Stock (80000)	Direct
2020-02-28	Stock Option (Right to Buy)	$10.11	M	40682	Disposed	2020-11-01	Common Stock (40682)	Direct
2020-02-28	Stock Option (Right to Buy)	$34.88	M	3034	Disposed	2020-11-01	Common Stock (3034)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	238107	Indirect
Common Stock	120000	Indirect
Common Stock	277847	Indirect
Common Stock	100000	Indirect
Common Stock	100000	Indirect

Footnotes

F1: Includes 19,416 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: These stock options vest over four years from the grant date, with 25% vesting on the one-year anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following 36 months.

F3: The exercisability of these stock options was fully accelerated by the Board of Directors of Avedro effective as of August 6, 2019, the date the Reporting Person resigned from the Board of Directors of Avedro.