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GLAUKOS Corp Director's Dealing 2020

Apr 3, 2020

31074_dirs_2020-04-03_1cb4cf4e-2283-48ae-932c-2e7389c057d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2020-04-01

Reporting Person: Burns Thomas William (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-01 Common Stock F 5620 $28.78 Disposed 305889 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 238107 Indirect
Common Stock 120000 Indirect
Common Stock 277847 Indirect
Common Stock 100000 Indirect
Common Stock 100000 Indirect

Footnotes

F1: Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2019.

F2: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person.