GLAUKOS Corp — Director's Dealing 2020

Mar 16, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2020-03-12

Reporting Person: Kliman Gilbert H (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3362	Indirect
Common Stock	1000917	Indirect
Common Stock	9085	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$7.275	2024-07-10	Common Stock (10000)		Direct
Stock Option (Right to Buy)	$32.00	2025-07-23	Common Stock (25000)		Direct
Stock Option (Right to Buy)	$24.69	2026-06-02	Common Stock (15000)		Direct
Stock Option (Right to Buy)	$25.77	2027-12-13	Common Stock (15000)		Direct

Footnotes

F1: Consists of shares owned by InterWest Partners IX, LP (''IP9''). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over the shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F2: Consists of shares owned by InterWest Partners X, LP ("IP10"). The Reporting Person is a Managing Director of InterWest Management Partners X, LLC, the general partner of IP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F3: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has shared voting and investment control over shares owned by IVMC; however, he disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.

F4: Fully vested as of the date of this filing.