GLAUKOS Corp — Director's Dealing 2020

Dec 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2020-12-16

Reporting Person: Calcaterra Chris M. (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-16	Common Stock	A	4128	$71.94	Acquired	162573	Direct
2020-12-17	Common Stock	A	1233	$72.99	Acquired	163806	Direct

Footnotes

F1: Represents shares of common stock subject to a performance-based restricted stock unit award previously granted by the Issuer on March 14, 2019, the vesting of which was subject to the Issuer's achievement of certain performance goals within three years of the grant date. The Compensation Committee of the Issuer's Board of Directors determined on December 16, 2020 that the performance goals had been achieved. The number of shares of common stock reported consists of the 6,311 shares underlying the restricted stock units originally granted less 2,183 shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the shares of common stock underlying these restricted stock units.

F2: Includes 4,734 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F3: Granted by the Issuer in the form of restricted stock units which vest over a three-year period, with one-third to vest on each anniversary of the grant date.

F4: Includes 5,967 restricted stock units that have not yet vested or been delivered to the Reporting Person.