GLAUKOS Corp — Director's Dealing 2020

Dec 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2020-12-16

Reporting Person: Burns Thomas William (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-16	Common Stock	A	9789	$71.94	Acquired	315678	Direct
2020-12-17	Common Stock	A	2389	$72.99	Acquired	318067	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	277847	Indirect
Common Stock	238107	Indirect
Common Stock	120000	Indirect
Common Stock	100000	Indirect
Common Stock	100000	Indirect

Footnotes

F1: Represents shares of common stock subject to a performance-based restricted stock unit award previously granted by the Issuer on March 14, 2019, the vesting of which was subject to the Issuer's achievement of certain performance goals within three years of the grant date. The Compensation Committee of the Issuer's Board of Directors determined on December 16, 2020 that the performance goals had been achieved. The number of shares of common stock reported consists of the 19,416 shares underlying the restricted stock units originally granted less 9,627 shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon the vesting and delivery of the shares of common stock underlying these restricted stock units.

F2: Includes 44,614 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F3: Granted by the Issuer in the form of restricted stock units which vest over a three-year period, with one-third to vest on each anniversary of the grant date.

F4: Includes 47,003 restricted stock units that have not yet vested or been delivered to the Reporting Person.