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GLAUKOS Corp — Director's Dealing 2019
Feb 21, 2019
31074_dirs_2019-02-21_996153d9-fe39-4688-b44b-6234589c657f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-02-19
Reporting Person: Gilliam Joseph E (CFO, SVP Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | S | 5000 | $70.03 | Disposed | 75694 | Direct |
Footnotes
F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F2: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The reported amount reflects (1) a transfer of 6,758 shares of Glaukos common stock made by the reporting person pursuant to a domestic relations order exempt from reporting pursuant to Section 16a-12 under the U.S. Securities Exchange Act of 1934, as amended, and (2) 1,335 shares acquired by the reporting person pursuant to the stockholder-approved Glaukos 2015 Employee Stock Purchase Plan.