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GLAUKOS Corp — Director's Dealing 2019
Mar 7, 2019
31074_dirs_2019-03-07_9fba871f-c9be-42f6-8454-87c5a6034f78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-03-05
Reporting Person: Calcaterra Chris M. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-05 | Common Stock | S | 46656 | $67.89 | Disposed | 193344 | Direct |
| 2019-03-05 | Common Stock | S | 26740 | $68.21 | Disposed | 166604 | Direct |
| 2019-03-06 | Common Stock | S | 11801 | $66.02 | Disposed | 154803 | Direct |
| 2019-03-06 | Common Stock | S | 4076 | $66.86 | Disposed | 150727 | Direct |
| 2019-03-06 | Common Stock | S | 727 | $67.58 | Disposed | 150000 | Direct |
Footnotes
F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F2: This transaction was executed in multiple trades at prices ranging from $67.12 to $68.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $68.12 to $68.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $65.40 to $66.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $66.43 to $67.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $67.46 to $67.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.