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GLAUKOS Corp — Director's Dealing 2019
Mar 18, 2019
31074_dirs_2019-03-18_286bb0cf-1c1e-44f2-b0a3-d514f8d594b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-03-14
Reporting Person: Gilliam Joseph E (CFO, SVP Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-14 | Common Stock | A | 6311 | $69.30 | Acquired | 82005 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Stock Options (Right to Buy) | $69.30 | A | 13300 | Acquired | 2029-03-14 | Common Stock (13300) | Direct |
Footnotes
F1: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date.
F2: Includes 81,311 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3: Granted pursuant to the Issuer's 2015 Omnibus Incentive Compensation Plan. Vests over a four-year period, with 25% to vest on the 1st anniversary of the grant date and 1/48th of the total to vest each month thereafter.
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