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GLAUKOS Corp — Director's Dealing 2019
Jun 10, 2019
31074_dirs_2019-06-10_73349fa6-7efd-4448-9e3c-f2c47e9430c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-06-07
Reporting Person: Kliman Gilbert H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-07 | Common Stock | J | 4633 | $0.00 | Disposed | 3830 | Direct |
| 2019-06-07 | Common Stock | J | 4633 | $0.00 | Acquired | 7995 | Indirect |
Footnotes
F1: The Reporting Person transferred these shares to InterWest Venture Management Company ("IVMC"), for no consideration, pursuant to an agreement between the Reporting Person and InterWest Partners IX, LP ("IP9") relating to compensation received in connection with his service as a director of the Issuer.
F2: Consists of 3,830 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3: Consists of (i) 3,362 shares owned by IP9 and (ii) 4,633 shares owned by IVMC. The Reporting Person is a Managing Director of the General Partner of IP9 and an owner, director and officer of IVMC. The Reporting Person has shared voting and investment control over shares owned by IP9 and IVMC, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.