GLAUKOS Corp — Director's Dealing 2019

Jun 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-06-17

Reporting Person: Gilliam Joseph E (CFO, SVP Corporate Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-17	Common Stock	M	6250	$41.69	Acquired	53313	Direct
2019-06-17	Common Stock	S	4292	$73.95	Disposed	49021	Direct
2019-06-17	Common Stock	S	1958	$74.80	Disposed	47063	Direct
2019-06-17	Common Stock	M	2500	$30.92	Acquired	49563	Direct
2019-06-17	Common Stock	S	1784	$73.97	Disposed	47779	Direct
2019-06-17	Common Stock	S	716	$74.82	Disposed	47063	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-17	Stock Options (Right to Buy)	$41.69	M	6250	Disposed	2027-05-05	Common Stock (6250)	Direct
2019-06-17	Stock Options (Right to Buy)	$30.92	M	2500	Disposed	2028-03-14	Common Stock (2500)	Direct

Footnotes

F1: Includes 37,853 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3: This transaction was executed in multiple trades at prices ranging from $73.49 to $74.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $74.49 to $75.255. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $73.57 to $74.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $74.57 to $75.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.