GLAUKOS Corp — Director's Dealing 2019

Jul 24, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-07-22

Reporting Person: Gilliam Joseph E (CFO, SVP Corporate Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-07-22	Common Stock	M	6250	$41.69	Acquired	53778	Direct
2019-07-22	Common Stock	S	2294	$74.91	Disposed	51481	Direct
2019-07-22	Common Stock	S	3956	$75.70	Disposed	47528	Direct
2019-07-22	Common Stock	M	4096	$30.92	Acquired	51624	Direct
2019-07-22	Common Stock	S	1556	$74.92	Disposed	50068	Direct
2019-07-22	Common Stock	S	2540	$75.69	Disposed	47528	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-07-22	Stock Options (Right to Buy)	$41.69	M	6250	Disposed	2027-05-05	Common Stock (6250)	Direct
2019-07-22	Stock Options (Right to Buy)	$30.92	M	4096	Disposed	2028-03-14	Common Stock (4096)	Direct

Footnotes

F1: Includes 37,853 restricted stock units that have not yet vested or been delivered to the Reporting Person, and 465 shares acquired under the Issuer's Employee Stock Purchase Plan in July 2019.

F2: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3: This transaction was executed in multiple trades at prices ranging from $74.35 to $75.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $75.43 to $75.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $74.35 to $75.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $75.43 to $75.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.