GLAUKOS Corp — Director's Dealing 2019

Oct 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2019-09-30

Reporting Person: Gilliam Joseph E (CFO, SVP Corporate Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-30	Common Stock	M	4631	$30.92	Acquired	52159	Direct
2019-09-30	Common Stock	S	4631	$59.75	Disposed	47528	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-30	Stock Options (Right to Buy)	$30.92	M	4631	Disposed	2028-03-14	Common Stock (4631)	Direct

Footnotes

F1: Includes 37,853 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F2: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.