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GLAUKOS Corp — Director's Dealing 2018
Jan 29, 2018
31074_dirs_2018-01-29_f4e459cd-c8ab-4d6e-8337-ca93556716c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2018-01-26
Reporting Person: Burns Thomas William (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-26 | Common Stock | M | 47000.00 | $1.25 | Acquired | 277240.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-26 | Stock Option (Right to Buy) | $1.25 | M | 47000.00 | Disposed | 2018-01-29 | Common Stock (47000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 238107.00 | Indirect |
| Common Stock | 120000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
Footnotes
F1: This option was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.
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