GLAUKOS Corp — Director's Dealing 2018

Jun 21, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2018-06-19

Reporting Person: Calcaterra Chris M. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-19	Common Stock	M	7759.00	$4.225	Acquired	247759.00	Direct
2018-06-19	Common Stock	S	7759.00	$44.01	Disposed	240000.00	Direct
2018-06-20	Common Stock	M	1870.00	$4.225	Acquired	241870.00	Direct
2018-06-20	Common Stock	M	600.00	$16.49	Acquired	242470.00	Direct
2018-06-20	Common Stock	S	2470.00	$44.03	Disposed	240000.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-19	Stock Options (Right to buy)	$4.225	M	7759.00	Disposed	2023-01-29	Common Stock (7759.00)	Direct
2018-06-20	Stock Option (Right to buy)	$4.225	M	1870.00	Disposed	2023-01-29	Common Stock (1870.00)	Direct
2018-06-20	Stock Options (Right to buy)	$16.49	M	600.00	Disposed	2026-03-10	Common Stock (600.00)	Direct

Footnotes

F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F2: This transaction was executed in multiple trades at prices ranging from $44.00 to $44.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $44.00 to $44.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This option was granted on January 29, 2013, and had a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

F5: This option was granted on March 10, 2016, and has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.