GLAUKOS Corp — Director's Dealing 2018

Aug 31, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2018-08-29

Reporting Person: Kliman Gilbert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-29	Common Stock	S	500000	$60.3755	Disposed	518362	Indirect
2018-08-29	Common Stock	J	515000	$0.00	Disposed	3362	Indirect
2018-08-29	Common Stock	J	5150	$0.00	Acquired	5150	Indirect
2018-08-29	Common Stock	J	5150	$0.00	Disposed	0	Indirect
2018-08-29	Common Stock	J	677	$0.00	Acquired	7393	Direct
2018-08-30	Common Stock	S	2760	$62.39	Disposed	4633	Direct

Footnotes

F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $59.33 to $61.50 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Represents pro rata in-kind distribution by InterWest Partners IX, LP ("IP9") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners IX, LP Limited Partnership Agreement. Includes 5,150 shares distributed to InterWest Management Partners IX, LLC ("IMP9") its general partner.

F3: Represents pro rata in-kind distribution by IMP9 without consideration to its members in accordance with the terms of the InterWest Management Partners IX, LLC Operating Agreement. Includes 677 shares distributed to Kliman.

F4: The shares are owned by IP9. The general partner of IP9 is IMP9. Oronsky, Kliman, and Nasr have shared voting and investment control over shares owned by IP9, and disclaim beneficial ownership of those securities, except to the extent of their pecuniary interest therein

F5: Includes 4,633 restricted stock units that have not yet vested or been delivered to the Reporting Person.